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LAI Wing Tai, Victor

黎榮泰
CE APZ779Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Wing Tai, Victor (CE number APZ779) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHK Cai Fu Ju Asset Management Limited
香港財富聚資產管理有限公司

Licence Record (9)

2017-09-04 – present Current
HK Cai Fu Ju Asset Management Limited RO
RA 9
2016-06-17 – 2017-08-18
Gulf Line Capital Advisors Limited RO
RA 4 RA 9
2015-07-15 – 2016-04-29
W. Falcon Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2014-07-23 – 2015-04-13
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2014-05-02 – 2015-04-13
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2013-09-05 – 2014-04-17
South China Securities Limited Rep
RA 1
2013-09-05 – 2014-04-17
313 Capital Management Limited Rep
RA 4 RA 9
2009-07-13 – 2013-07-19
Celestial Securities Limited Rep
RA 1
2007-11-14 – 2013-07-19
CASH Wealth Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ779