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AROSTI Marco

CE APZ595Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AROSTI Marco (CE number APZ595) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerPhoenician Advisory Services Limited
Responsible OfficerPhoenician Limited
富理基有限公司
Responsible OfficerPhoenician Securities Limited
富理基證券有限公司

Licence Record (9)

2021-05-25 – present Current
Phoenician Securities Limited RO
RA 1
2018-06-07 – present Current
Phoenician Limited RO
RA 4 RA 9
2017-05-31 – present Current
Phoenician Advisory Services Limited RO
RA 1 RA 6
2015-05-14 – 2016-08-12
Platinum Securities Company Limited RO
RA 1 RA 6
2015-03-23 – 2015-05-14
Platinum Securities Company Limited Rep
RA 1 RA 6
2014-08-27 – 2015-02-22
Tiro Capital Limited RO
RA 6
2013-08-12 – 2014-08-22
ZhongHua Finance Capital Co., Limited Rep
RA 6
2010-11-08 – 2013-03-01
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2007-11-16 – 2010-08-04
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ595