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LEUNG Richard Chi Wing

梁志榮
CE APZ101Licensed IndividualSFO licence active
Official SFC record

LEUNG Richard Chi Wing (CE number APZ101) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSun Life Asset Management (HK) Limited
永明資產管理(香港)有限公司

Licence Record (8)

2024-10-24 – present Current
Sun Life Asset Management (HK) Limited Rep
RA 4 RA 9
2018-07-13 – 2019-03-24
Factorial Management Limited Rep
RA 9
2016-11-07 – 2018-01-15
Torq Capital Management (HK) Limited Rep
RA 9
2013-03-11 – 2016-06-22
Daiwa SB Investments (HK) Limited Rep
RA 1 RA 4 RA 9
2009-09-28 – 2012-11-30
CLSA Research Limited Rep
RA 4
2009-07-13 – 2009-09-18
Oriental Patron Securities Limited Rep
RA 4
2009-03-13 – 2009-04-17
Yuanta Securities (Hong Kong) Company Limited Rep
RA 4
2007-11-09 – 2008-11-26
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ101