CHAN Hoi Cheung

陳愷章

CE APW069Licensed IndividualResponsible OfficerSFO licence active

CHAN Hoi Cheung (CE number APW069) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	AEM Asset Management Limited 明德企業資產管理有限公司
Responsible Officer	AEM Investment Services Limited 明德企業投資有限公司

Licence Record (15)

2025-05-02 – present Current

AEM Investment Services Limited RO

RA 1 RA 4

2025-05-02 – present Current

AEM Asset Management Limited RO

RA 9

2025-04-28 – 2025-05-02

AEM Investment Services Limited Rep

RA 1 RA 4

2025-04-28 – 2025-05-02

AEM Asset Management Limited Rep

RA 9

2024-11-14 – 2025-03-24

Ark Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 9

2020-06-24 – 2024-11-14

Ark Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2019-03-06 – 2020-06-03

Lion Global Financial Limited Rep

RA 1 RA 4 RA 9

2018-06-11 – 2019-02-26

Hao Tian Asset Management Limited Rep

RA 9

2018-05-18 – 2019-02-26

Hao Tian International Securities Limited Rep

RA 1

2017-10-03 – 2018-05-13

KGI Asia Limited Rep

RA 1

2017-04-25 – 2017-10-02

KGI Asia Limited Rep

RA 1

2013-08-09 – 2015-01-24

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2013-06-11 – 2017-04-22

Haitong International Securities Company Limited Rep

RA 1

2010-07-23 – 2013-05-17

Success Securities Limited Rep

RA 1

2007-10-17 – 2010-06-18

Emperor Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APW069