Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG King Kwong

吳景光
CE APS297Licensed IndividualSFO licence active
Official SFC record

NG King Kwong (CE number APS297) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTaikang Asset Management (Hong Kong) Company Limited
泰康資產管理(香港)有限公司

Licence Record (3)

2021-01-12 – present Current
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2012-10-24 – 2014-11-11
Guotai Junan Assets (Asia) Limited Rep
RA 4 RA 9
2007-10-04 – 2012-10-11
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APS297