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LO Samson Lambert

盧穗誠
CE APQ184Licensed IndividualExecutive OfficerSFO licence active
Official SFC record

LO Samson Lambert (CE number APQ184) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Executive OfficerUBS AG
RepresentativeUBS Securities Hong Kong Limited

Licence Record (4)

2016-12-19 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2012-06-07 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6
2007-09-14 – 2010-03-04
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2007-09-14 – 2010-03-04
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APQ184