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YIU Ka Lam

姚家霖
CE APP686Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIU Ka Lam (CE number APP686) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPamirs Capital (H.K.) Limited
高原証券有限公司

Licence Record (7)

2026-08-24 – present Current
Pamirs Capital (H.K.) Limited RO
RA 4 RA 9
2019-10-18 – 2025-04-28
Hope Securities Limited RO
RA 1 RA 4 RA 9
2019-08-06 – 2019-10-18
Hope Securities Limited Rep
RA 1
2017-04-26 – 2019-06-11
Kai Wo Asset Management Limited RO
RA 4 RA 9
2015-08-11 – 2017-04-13
President Securities (Hong Kong) Limited RO
RA 4
2014-09-01 – 2014-09-17
GEO Securities Limited Rep
RA 1 RA 4
2007-10-10 – 2017-04-13
President Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APP686