Hope Securities Limited
希望證券有限公司
CE BKD589Licensed Corporation
Hope Securities Limited is a Hong Kong SFC licensed corporation (CE number BKD589). First licensed on 2018-04-09. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2018-04-09 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2019-11-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2019-11-28 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2019-11-28 |
| RA 9 | Asset Management | 提供資產管理 | 2019-11-28 |
HKEX Participantships (5)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| ANF250 | LEUNG Wai Kee | 梁慧琪 |
| AQS425 | YAU Tak Lung, Simon | 游德隆 |
Representatives (1)
| CE No. | Name | Chinese |
|---|
| ABJ816 | CHENG Chiu Hua | 鄭秋華 |