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CHEN Tin Yeung

陳天洋
CE APO576Licensed IndividualSFO licence active
Official SFC record

CHEN Tin Yeung (CE number APO576) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (7)

2010-04-23 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2016-10-11 – 2025-10-17
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2010-04-23 – 2016-10-10
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2009-04-15 – 2010-03-12
Citigroup Global Markets Asia Limited Rep
RA 1
2009-04-15 – 2010-03-12
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2
2007-09-07 – 2009-02-13
Morgan Stanley Asia Limited Rep
RA 1
2007-09-07 – 2009-02-13
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APO576