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YUAN Zhefei

袁哲飛
CE APL225Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUAN Zhefei (CE number APL225) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Securities Limited
建銀國際證券有限公司

Licence Record (17)

2022-12-14 – present Current
CCB International Securities Limited RO
RA 1 RA 4
2022-06-07 – 2022-12-14
CCB International Securities Limited Rep
RA 1 RA 4
2020-04-27 – 2022-04-06
Ping An Securities (Hong Kong) Company Limited RO
RA 1 RA 4
2019-12-11 – 2020-04-27
Ping An Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2019-08-13 – 2020-04-27
Ping An Securities (Hong Kong) Holdings Company Limited RO
RA 1 RA 4
2019-06-13 – 2019-08-13
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1 RA 4
2016-09-09 – 2018-11-27
BOCOM International Securities Limited RO
RA 1 RA 4
2016-05-31 – 2018-11-27
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 4
2015-03-27 – 2016-05-23
China Securities (International) Brokerage Company Limited RO
RA 1 RA 4
2013-07-17 – 2015-03-27
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2011-11-07 – 2012-12-05
MUFG Securities Asia Limited Rep
RA 1
2010-07-12 – 2011-10-01
Piper Jaffray Asia Securities Limited Rep
RA 1
2010-07-12 – 2011-10-01
Piper Jaffray Asia Futures Limited Rep
RA 2
2009-04-09 – 2010-06-30
Oriental Patron Securities Limited Rep
RA 1
2008-09-23 – 2009-03-20
SBI China Capital Financial Services Limited Rep
RA 1
2007-08-22 – 2009-03-20
SBI China Capital Securities Limited Rep
RA 1
2007-08-22 – 2009-03-20
SBI China Capital Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APL225