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LO Ka Kuen

勞家權
CE APK408Licensed IndividualSFO licence active
Official SFC record

LO Ka Kuen (CE number APK408) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYue Xiu Securities Company Limited
越秀証券有限公司

Licence Record (8)

2018-10-18 – present Current
Yue Xiu Securities Company Limited Rep
RA 1 RA 2 RA 4
2018-10-18 – 2024-07-26
Yue Xiu Futures Company Limited Rep
RA 2
2017-08-17 – 2018-09-28
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2015-10-20 – 2017-07-31
Cathay Securities (Hong Kong) Limited Rep
RA 1 RA 4
2013-06-04 – 2015-10-11
KGI Securities (Hong Kong) Limited Rep
RA 1
2010-06-11 – 2015-10-11
KGI Asia Limited Rep
RA 1
2010-06-11 – 2015-10-11
KGI Futures (Hong Kong) Limited Rep
RA 2
2007-08-15 – 2010-05-29
Christfund Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APK408