SHEN Yue

沈越

CE APK242Licensed IndividualResponsible OfficerSFO licence active

SHEN Yue (CE number APK242) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Sinolink International Corporate Finance Limited 國金國際企業融資有限公司
Responsible Officer	Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司

Licence Record (11)

2026-06-18 – present Current

Sinolink International Corporate Finance Limited RO

RA 6

2024-07-31 – present Current

Sinolink Securities (Hong Kong) Company Limited RO

RA 6

2024-06-12 – 2024-07-31

Sinolink Securities (Hong Kong) Company Limited Rep

RA 6

2021-09-14 – 2023-06-26

China Renaissance Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2021-07-05 – 2021-09-14

China Renaissance Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2020-01-06 – 2021-04-30

CLSA Limited RO

RA 1

2020-01-06 – 2021-04-30

CITIC Securities (Hong Kong) Limited RO

RA 4 RA 6

2015-04-24 – 2020-01-06

CLSA Limited Rep

RA 1

2015-04-24 – 2020-01-06

CITIC Securities (Hong Kong) Limited Rep

RA 4 RA 6

2009-05-14 – 2016-01-01

CITIC Securities Corporate Finance (HK) Limited Rep

RA 1 RA 4 RA 6

2007-08-14 – 2008-12-10

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APK242