Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

FONG Hau Wah

方巧華
CE APJ710Licensed IndividualSFO licence active
Official SFC record

FONG Hau Wah (CE number APJ710) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCOM MPF & Financial Services Company Limited
交銀積金理財服務有限公司

Licence Record (4)

2012-08-20 – present Current
BOCOM MPF & Financial Services Company Limited Rep
RA 1
2009-12-18 – 2010-11-08
Principal Global Investors (Asia) Limited Rep
RA 1 RA 4
2009-12-18 – 2010-01-22
Principal Asset Management Company (Asia) Limited Rep
RA 4
2007-09-14 – 2009-10-24
Bank Consortium Trust Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APJ710