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YU Kwun Po, Anson

余觀寶
CE APJ172Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Kwun Po, Anson (CE number APJ172) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCS Wealth Asset Management Limited
中策富澤資產管理有限公司
Responsible OfficerCS Wealth Securities Limited
中策富滙證券有限公司

Licence Record (9)

2024-10-16 – present Current
CS Wealth Securities Limited RO
RA 1
2020-02-11 – present Current
CS Wealth Asset Management Limited RO
RA 4 RA 9
2024-02-14 – 2024-10-16
CS Wealth Securities Limited Rep
RA 1
2017-06-01 – 2019-12-31
Sprout Asset Management (Asia) Limited RO
RA 1 RA 4 RA 9
2017-05-22 – 2017-06-01
Sprout Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2014-11-26 – 2017-05-12
CMB International Asset Management Limited Rep
RA 4 RA 9
2012-11-16 – 2014-10-13
Quantsmile (HK) Limited Rep
RA 9
2011-05-11 – 2014-10-13
T G Securities Limited Rep
RA 1 RA 2
2007-08-01 – 2009-05-16
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APJ172