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NG Teck Neng

黃得能
CE API005Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Teck Neng (CE number API005) is an individual licensed by the Hong Kong SFC. First licensed on 2007-08-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
RepresentativeSumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司

Licence Record (5)

2023-11-20 – present Current
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited RO
RA 1
2023-09-20 – present Current
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2020-06-16 – 2023-07-31
Taikang Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2011-01-06 – 2019-10-30
Pictet Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2007-08-30 – 2010-12-16
Schroder Investment Management (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/API005