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PANG Wing Yi

彭詠儀
CE APH599Licensed IndividualSFO licence active
Official SFC record

PANG Wing Yi (CE number APH599) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeCCB International Asset Management Limited
建銀國際資產管理有限公司
RepresentativeCCB International Capital Limited
建銀國際金融有限公司
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (6)

2017-12-20 – present Current
CCB International Asset Management Limited Rep
RA 1
2017-12-20 – present Current
CCB International Capital Limited Rep
RA 1
2017-12-20 – present Current
CCB International Securities Limited Rep
RA 1 RA 2
2016-07-15 – 2017-09-13
E Fund Management (Hong Kong) Co., Limited Rep
RA 1 RA 4 RA 9
2010-06-17 – 2015-12-31
BOCI Securities Limited Rep
RA 1
2007-07-23 – 2010-06-13
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH599