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KWOK King Chuen

郭景泉
CE APF731Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK King Chuen (CE number APF731) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerU&I Asset Management Limited
匯智合創資產管理有限公司

Licence Record (6)

2022-07-26 – present Current
U&I Asset Management Limited RO
RA 4 RA 9
2018-11-21 – 2021-12-29
Tamar Alliance Capital Limited RO
RA 4 RA 9
2009-06-04 – 2011-09-15
Vision Asset Management (HK) Limited RO
RA 9
2007-07-11 – 2008-10-22
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2007-07-11 – 2008-10-22
Merrill Lynch Far East Limited Rep
RA 1
2007-07-11 – 2008-10-22
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF731