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YIP Timothy Churk Yue

葉卓儒
CE APF351Licensed IndividualSFO licence active
Official SFC record

YIP Timothy Churk Yue (CE number APF351) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNine Masts Capital Limited
天元資本有限公司

Licence Record (7)

2021-08-13 – present Current
Nine Masts Capital Limited Rep
RA 9
2018-02-15 – 2021-05-10
CITIC Securities International Global Markets Limited RO
RA 1
2017-06-26 – 2021-05-10
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2 RA 4
2017-02-16 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2010-08-24 – 2012-01-13
Merrill Lynch Far East Limited Rep
RA 2
2007-07-05 – 2012-01-13
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2007-07-05 – 2010-08-24
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APF351