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CHAN Chun Wah

陳俊華
CE APD545Licensed IndividualSFO licence active
Official SFC record

CHAN Chun Wah (CE number APD545) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeConning Asia Pacific Limited
康利亞太有限公司

Licence Record (6)

2020-11-23 – present Current
Conning Asia Pacific Limited Rep
RA 1 RA 4 RA 9
2020-02-17 – 2020-11-13
CSOP Asset Management Limited Rep
RA 1 RA 9
2014-02-26 – 2020-02-07
GF International Investment Management Limited Rep
RA 1 RA 4 RA 9
2010-10-14 – 2014-02-15
SinoPac Asset Management (Asia) Limited Rep
RA 4 RA 9
2009-04-23 – 2009-07-23
Jinrui Futures (Hong Kong) Limited Rep
RA 2
2007-06-28 – 2009-02-28
Okasan International (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APD545