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SHI Hanqing

施涵清
CE APC470Licensed IndividualSFO licence active
Official SFC record

SHI Hanqing (CE number APC470) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDavidson Kempner Asia Limited

Licence Record (3)

2015-07-30 – present Current
Davidson Kempner Asia Limited Rep
RA 9
2008-12-09 – 2009-12-14
Mount Kellett Capital (Hong Kong) Limited Rep
RA 9
2007-06-18 – 2015-04-30
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APC470