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WANG Jinyin

王金印
CE APB790Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Jinyin (CE number APB790) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerMirae Asset Capital (China) Limited
未來資產資本(中國)有限公司
Responsible OfficerMirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
RepresentativeMirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司

Licence Record (5)

2022-02-24 – present Current
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 1
2022-02-24 – present Current
Mirae Asset Capital (China) Limited RO
RA 1 RA 4 RA 9
2020-03-23 – present Current
Mirae Asset Global Investments (Hong Kong) Limited RO
RA 4 RA 9
2008-10-09 – 2008-11-15
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2007-06-12 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB790