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BAKER Daniel Robert

CE AOX581Licensed IndividualSFO licence active
Official SFC record

BAKER Daniel Robert (CE number AOX581) is an individual licensed by the Hong Kong SFC. First licensed on 2007-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorningstar Investment Management Asia Limited

Licence Record (4)

2014-11-17 – present Current
Morningstar Investment Management Asia Limited Rep
RA 4
2015-09-16 – 2021-02-18
Morningstar Investment Management Asia Limited RO
RA 4
2008-11-07 – 2010-06-30
Mirae Asset Wealth Management (HK) Limited Rep
RA 4
2007-05-15 – 2008-03-01
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOX581