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CHUNG Chi Yat

鍾智逸
CE AOW946Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Chi Yat (CE number AOW946) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHalcyon Securities Limited
鎧盛證劵有限公司
RepresentativeHalcyon Securities Limited
鎧盛證劵有限公司

Licence Record (5)

2013-09-12 – present Current
Halcyon Securities Limited RO
RA 2
2013-05-27 – present Current
Halcyon Securities Limited Rep
RA 1 RA 4
2011-11-07 – 2013-05-22
Haitong International Investment Managers Limited Rep
RA 1
2007-06-18 – 2013-05-22
Haitong International Securities Company Limited Rep
RA 1 RA 3
2007-06-18 – 2013-05-22
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOW946