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MAK Nixon Kim Ho

麥劍豪
CE AOV141Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAK Nixon Kim Ho (CE number AOV141) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInvesco Hong Kong Limited (trading as Invesco Asia Pacific)
景順投資管理有限公司(以景順投資管理名義經營業務)

Licence Record (8)

2019-01-03 – present Current
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) RO
RA 1 RA 4 RA 5 RA 9
2019-01-03 – 2021-12-31
Invesco Asset Management Asia Limited RO
RA 1
2016-09-27 – 2019-01-03
Invesco Asset Management Asia Limited Rep
RA 1
2016-09-27 – 2019-01-03
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1 RA 4 RA 5 RA 9
2010-10-05 – 2016-06-17
Ping An of China Asset Management (Hong Kong) Company Limited RO
RA 4 RA 5 RA 9
2008-10-09 – 2010-10-05
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2007-04-20 – 2008-08-26
PineBridge Investments Hong Kong Limited Rep
RA 1
2007-04-20 – 2008-08-26
PineBridge Investments Asia Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV141