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YIP Chung Pan

葉仲彬
CE AOU243Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Chung Pan (CE number AOU243) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Responsible OfficerCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (8)

2020-08-28 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2020-08-28 – present Current
CITIC Securities Futures (HK) Limited RO
RA 2
2016-04-19 – 2020-08-28
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2016-04-19 – 2020-08-28
CITIC Securities Futures (HK) Limited Rep
RA 2
2013-12-17 – 2016-04-10
Core Pacific-Yamaichi Capital Limited Rep
RA 6
2007-06-28 – 2016-04-10
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2007-04-12 – 2016-04-10
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 6
2007-04-12 – 2016-04-10
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOU243