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LIN David Ping

林平
CE AOT744Licensed IndividualSFO licence active
Official SFC record

LIN David Ping (CE number AOT744) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (8)

2018-06-15 – present Current
CLSA Limited Rep
RA 1
2017-06-26 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2015-08-19 – 2017-06-25
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2015-08-19 – 2017-06-25
CITIC Securities Futures (HK) Limited Rep
RA 2
2009-09-14 – 2012-09-05
Deutsche Securities Asia Limited Rep
RA 1 RA 7
2007-04-03 – 2008-12-11
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2007-04-03 – 2008-12-11
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2007-04-03 – 2008-12-11
Credit Suisse Futures (Hong Kong) Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT744