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CHAN Yan Kit, Kenny

陳恩傑
CE AOT666Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Yan Kit, Kenny (CE number AOT666) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNan Fung Trinity (HK) Limited

Licence Record (4)

2021-10-27 – present Current
Nan Fung Trinity (HK) Limited RO
RA 1 RA 4 RA 9
2015-03-19 – 2019-06-30
NF Trinity Capital (Hong Kong) Limited Rep
RA 4 RA 9
2009-12-04 – 2010-01-08
Victoria Capital Limited Rep
RA 6
2007-03-29 – 2008-04-04
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT666