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HOR Kin Hung

何建雄
CE AOT575Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HOR Kin Hung (CE number AOT575) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLapland Securities Limited
拉普蘭證券有限公司

Licence Record (6)

2020-11-12 – present Current
Lapland Securities Limited RO
RA 1 RA 4 RA 9
2020-11-10 – 2020-11-12
Lapland Securities Limited Rep
RA 1 RA 4 RA 9
2016-08-04 – 2020-11-02
Aurora Borealis Investment Services Limited Rep
RA 1 RA 9
2008-10-22 – 2009-10-01
XinKong International Securities Limited Rep
RA 1
2007-11-05 – 2011-01-03
Mage Securities Limited Rep
RA 1
2007-04-12 – 2007-11-02
Wintech Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT575