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ZHAO Chenfan

趙晨帆
CE AOS450Licensed IndividualSFO licence active
Official SFC record

ZHAO Chenfan (CE number AOS450) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch Far East Limited

Licence Record (3)

2019-08-08 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2013-05-02 – 2018-07-20
Credit Suisse (Hong Kong) Limited Rep
RA 1
2007-03-28 – 2012-06-13
Deutsche Securities Asia Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOS450