Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHAO Cui

趙璀
CE AOS271Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Cui (CE number AOS271) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司

Licence Record (8)

2025-03-11 – present Current
Soochow Securities International Brokerage Limited RO
RA 1 RA 4
2025-02-18 – 2025-03-11
Soochow Securities International Brokerage Limited Rep
RA 1 RA 4
2024-09-13 – 2024-12-06
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2018-08-06 – 2024-08-30
Haitong International Securities Company Limited RO
RA 1
2015-04-27 – 2024-08-30
Haitong International Securities Company Limited Rep
RA 1 RA 4
2013-07-08 – 2015-11-03
Japaninvest (Hong Kong) Limited Rep
RA 4
2011-09-07 – 2013-04-10
Mirae Asset Wealth Management (HK) Limited Rep
RA 4
2007-03-19 – 2011-06-20
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOS271