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YANG Tsung Shan

楊宗山
CE AOS083Licensed IndividualSFO licence active
Official SFC record

YANG Tsung Shan (CE number AOS083) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWisdom Asset Management Limited
滙智資產管理有限公司

Licence Record (3)

2025-07-08 – present Current
Wisdom Asset Management Limited Rep
RA 1 RA 4 RA 9
2007-03-20 – 2008-12-09
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2007-03-20 – 2008-12-09
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOS083