Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Oi Yee

廖靄兒
CE AOR643Licensed IndividualSFO licence active

LIU Oi Yee (CE number AOR643) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (5)

CapacityCompany / Institution
RepresentativeCES Commodities (HK) Limited
光證期貨(香港)有限公司
RepresentativeCES Forex (HK) Limited
光證外匯(香港)有限公司
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RepresentativeEverbright Securities Digital Finance (HK) Limited
光大證券數碼金融(香港)有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司

Licence Record (8)

2019-11-18 – present Current
2019-01-30 – present Current
2019-01-30 – present Current