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CHAN Chiu Wai

陳超偉
CE AOQ601Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Chiu Wai (CE number AOQ601) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
RepresentativeGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (17)

2026-06-16 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2026-06-16 – present Current
GF Capital (Hong Kong) Limited Rep
RA 6
2024-01-02 – 2026-04-29
JW Capital Securities Limited RO
RA 6
2023-12-06 – 2024-01-02
JW Capital Securities Limited Rep
RA 6
2022-02-08 – 2023-09-02
Shanxi Securities International Capital Limited RO
RA 6
2021-12-14 – 2022-02-08
Shanxi Securities International Capital Limited Rep
RA 6
2019-05-07 – 2021-08-31
Dakin Capital Limited RO
RA 6
2019-03-04 – 2019-05-07
Dakin Capital Limited Rep
RA 6
2019-01-10 – 2019-02-07
WRise Capital Limited RO
RA 6
2018-12-31 – 2019-01-10
WRise Capital Limited Rep
RA 6
2017-09-14 – 2018-11-24
Changjiang Corporate Finance (HK) Limited RO
RA 6
2017-04-03 – 2017-09-14
Changjiang Corporate Finance (HK) Limited Rep
RA 6
2014-06-05 – 2017-02-13
Ping An of China Capital (Hong Kong) Company Limited RO
RA 6
2013-04-15 – 2014-06-05
Ping An of China Capital (Hong Kong) Company Limited Rep
RA 6
2010-05-03 – 2013-03-22
China Merchants Securities (HK) Co., Limited Rep
RA 6
2008-01-28 – 2010-04-09
First Shanghai Capital Limited Rep
RA 6
2007-03-07 – 2007-09-29
Everbright Securities Investment Services (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOQ601