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WANG Mimi Christine

汪玟琦
CE AOO269Licensed IndividualExecutive OfficerNo active licence
Official SFC record

WANG Mimi Christine (CE number AOO269) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-14. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerUBS AG

Licence Record (1)

2007-02-14 – 2010-10-04
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOO269