YUNG Chun Woon, Louis

翁進煥

CE AON896Licensed IndividualResponsible OfficerSFO licence active

YUNG Chun Woon, Louis (CE number AON896) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 7 Providing Automated Trading Services

Roles & Accreditations (4)

Capacity	Company / Institution
Responsible Officer	CLSA Limited 中信里昂證券有限公司
Representative	CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
Representative	CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
Representative	CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司

Licence Record (10)

2018-10-23 – present Current

CLSA Limited RO

RA 1

2017-11-15 – present Current

CITIC Securities International Global Markets Limited Rep

RA 1

2012-07-19 – present Current

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2012-07-19 – present Current

CITIC Securities Futures (HK) Limited Rep

RA 2

2015-02-17 – 2018-10-23

CLSA Limited Rep

RA 1

2015-02-17 – 2016-02-15

CLSA Futures Limited Rep

RA 2

2009-10-02 – 2012-04-14

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 2 RA 7

2008-11-17 – 2009-05-05

Nomura Futures (Hong Kong) Limited Rep

RA 2

2007-07-30 – 2009-05-05

Nomura International (Hong Kong) Limited Rep

RA 1 RA 2

2007-02-07 – 2007-07-04

Citigroup Global Markets Asia Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AON896