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CHU Han Yee

朱杏怡
CE AON777Licensed IndividualSFO licence active
Official SFC record

CHU Han Yee (CE number AON777) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (4)

2022-11-07 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1
2010-09-10 – 2011-09-19
Merrill Lynch Far East Limited Rep
RA 2
2007-02-07 – 2011-09-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2007-02-07 – 2010-09-10
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AON777