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KONG Luhua

孔露華
CE AOL209Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KONG Luhua (CE number AOL209) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAlphadyne Asset Management (Hong Kong) Limited

Licence Record (9)

2021-05-26 – present Current
Alphadyne Asset Management (Hong Kong) Limited RO
RA 9
2019-02-18 – 2021-05-26
Alphadyne Asset Management (Hong Kong) Limited Rep
RA 9
2017-10-16 – 2019-01-08
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2013-12-17 – 2017-09-19
Brevan Howard (Hong Kong) Limited Rep
RA 1 RA 9
2012-07-06 – 2012-11-15
Enhanced Investment Products Limited Rep
RA 4 RA 5 RA 9
2007-09-12 – 2011-10-19
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2007-09-12 – 2011-10-19
Goldman Sachs (Asia) Securities Limited Rep
RA 1
2007-09-12 – 2011-10-19
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2007-01-18 – 2007-08-04
UBS Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL209