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IMAM Michael Raza

CE AOL063Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IMAM Michael Raza (CE number AOL063) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSilverhorn Investment Advisors Limited
瑞峰投資顧問有限公司

Licence Record (2)

2011-02-28 – present Current
Silverhorn Investment Advisors Limited RO
RA 1 RA 4 RA 9
2007-01-22 – 2010-11-30
Schroder Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL063