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LAM Ching Yin

林靜賢
CE AOK261Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Ching Yin (CE number AOK261) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (9)

2016-08-26 – present Current
Orient Securities (Hong Kong) Limited RO
RA 1
2016-08-26 – present Current
Orient Futures (Hong Kong) Limited RO
RA 2
2011-03-25 – 2016-08-26
Orient Futures (Hong Kong) Limited Rep
RA 2
2010-08-27 – 2016-08-26
Orient Securities (Hong Kong) Limited Rep
RA 1
2010-01-21 – 2010-08-13
CNI Securities Group Limited Rep
RA 1
2009-06-19 – 2010-08-13
GBS International Financial Limited Rep
RA 2
2009-02-26 – 2009-04-30
Wing Fung Forex Limited Rep
RA 3
2007-01-11 – 2009-04-30
Wing Fung Securities Limited Rep
RA 1
2007-01-11 – 2009-04-30
Wing Fung Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOK261