LI Pang Chap

李鵬集

CE AOJ800Licensed IndividualResponsible OfficerSFO licence active

LI Pang Chap (CE number AOJ800) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (4)

Capacity	Company / Institution
Responsible Officer	N Plus Capital Limited
Responsible Officer	Riches Depot Securities Co., Limited 聚富證券有限公司
Representative	N Plus Capital Limited
Representative	Riches Depot Securities Co., Limited 聚富證券有限公司

Licence Record (13)

2026-08-20 – present Current

Riches Depot Securities Co., Limited Rep

RA 1

2026-08-20 – present Current

N Plus Capital Limited Rep

RA 4 RA 9

2026-06-01 – 2026-07-21

Azure Tide Capital Limited Rep

RA 1 RA 4 RA 9

2025-10-06 – 2026-04-26

JQ Investments (HK) Limited RO

RA 1 RA 4 RA 9

2025-09-02 – 2025-10-06

JQ Investments (HK) Limited Rep

RA 1 RA 4 RA 9

2025-03-12 – 2025-08-08

Sinomax Securities Limited Rep

RA 9

2025-03-12 – 2025-08-08

Sinomax Securities Limited RO

RA 1 RA 4

2018-08-06 – 2024-02-08

Differ Financial and Securities Limited RO

RA 1

2018-07-03 – 2018-08-06

Differ Financial and Securities Limited Rep

RA 1

2017-08-10 – 2018-06-30

Fosun International Securities Limited RO

RA 1

2016-05-17 – 2017-08-10

Fosun International Securities Limited Rep

RA 1

2015-01-28 – 2016-05-11

Capital Global Management Limited Rep

RA 1

2007-03-06 – 2015-01-16

Henik Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ800