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CHOW Hing Man

鄒慶文
CE AOJ299Licensed IndividualSFO licence active
Official SFC record

CHOW Hing Man (CE number AOJ299) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP PARIBAS ASSET MANAGEMENT ASIA LIMITED
法國巴黎資產管理亞洲有限公司

Licence Record (6)

2019-01-01 – present Current
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep
RA 1 RA 4
2011-12-29 – 2018-09-07
Threadneedle Portfolio Services Hong Kong Limited Rep
RA 1
2008-10-16 – 2011-10-26
ICBC Asset Management (Global) Company Limited Rep
RA 4
2008-06-02 – 2018-12-31
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4
2007-11-01 – 2008-08-15
Fortis Investment Management Hong Kong Limited Rep
RA 4
2007-02-21 – 2007-10-31
TC Investment Management (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ299