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LIU Lu

劉璐
CE AOH905Licensed IndividualSFO licence active
Official SFC record

LIU Lu (CE number AOH905) is an individual licensed by the Hong Kong SFC. First licensed on 2006-12-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKKR Capital Markets Asia II Limited

Licence Record (4)

2024-07-18 – present Current
KKR Capital Markets Asia II Limited Rep
RA 1 RA 4
2016-10-12 – 2024-07-17
KKR Capital Markets Asia Limited Rep
RA 1 RA 4
2006-12-19 – 2008-03-31
JPMorgan Funds (Asia) Limited Rep
RA 1
2006-12-19 – 2008-03-31
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOH905