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TSE Yat Kei Teddy

謝日基
CE AOG833Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Yat Kei Teddy (CE number AOG833) is an individual licensed by the Hong Kong SFC. First licensed on 2006-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerForthright Securities Company Limited
方德證券有限公司
RepresentativeForthright Capital Management Limited
方德資本管理有限公司

Licence Record (16)

2023-12-01 – present Current
Forthright Capital Management Limited Rep
RA 9
2023-08-08 – present Current
Forthright Securities Company Limited RO
RA 1 RA 4
2023-07-07 – 2023-08-08
Forthright Securities Company Limited Rep
RA 1 RA 4
2021-08-30 – 2022-10-07
Fosun International Securities Limited RO
RA 1 RA 4
2021-07-14 – 2022-10-07
Fosun International Securities Limited Rep
RA 1 RA 4 RA 9
2020-03-04 – 2020-11-20
CASH Wealth Management Limited Rep
RA 9
2020-03-04 – 2020-11-20
CASH Wealth Management Limited RO
RA 1 RA 4
2018-10-16 – 2019-02-20
Hao Tian Asset Management Limited RO
RA 4
2018-04-26 – 2019-02-20
Hao Tian International Securities Limited RO
RA 1
2018-04-04 – 2018-04-26
Hao Tian International Securities Limited Rep
RA 1
2018-04-04 – 2019-02-20
Hao Tian Asset Management Limited Rep
RA 9
2018-01-10 – 2018-03-09
GEO Securities Limited RO
RA 1 RA 4
2016-08-16 – 2017-05-12
China Enterprise Securities Company Limited Rep
RA 1 RA 4 RA 9
2013-09-25 – 2018-01-10
GEO Securities Limited Rep
RA 1 RA 4
2012-09-14 – 2013-09-01
One China Securities Limited Rep
RA 1
2006-12-05 – 2010-01-05
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOG833