China Enterprise Securities Company Limited
華業金控證券有限公司
CE ADJ832Licensed Corporation
China Enterprise Securities Company Limited is a Hong Kong SFC licensed corporation (CE number ADJ832). First licensed on 2004-11-10. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-11-10 |
| RA 9 | Asset Management | 提供資產管理 | 2004-11-10 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| AFS605 | KWONG Wan Wa | 鄺韻樺 |
| AMY780 | YING Tak Sun Nelson | 應德信 |