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YING Tak Sun Nelson

應德信
CE AMY780Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YING Tak Sun Nelson (CE number AMY780) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Enterprise Capital Company Limited
華業金控資本有限公司
Responsible OfficerChina Enterprise Securities Company Limited
華業金控證券有限公司

Licence Record (2)

2019-05-02 – present Current
China Enterprise Securities Company Limited RO
RA 1 RA 4 RA 9
2017-12-15 – present Current
China Enterprise Capital Company Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMY780