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YAN Kei Shui, Leo

甄祺瑞
CE AOG060Licensed IndividualSFO licence active
Official SFC record

YAN Kei Shui, Leo (CE number AOG060) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMicroBit Capital Management Limited
小飛資產管理有限公司

Licence Record (9)

2021-06-22 – 2022-09-15
ICBC UBS Asset Management (International) Company Limited Rep
RA 4 RA 9
2020-02-17 – 2021-01-04
AP Capital Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 9
2019-10-30 – 2020-02-07
Environmental Investment Services Asia Limited Rep
RA 4 RA 9
2015-03-03 – 2018-03-05
MCG Management Limited Rep
RA 4 RA 5 RA 9
2013-05-22 – 2014-07-12
RHB Asset Management Limited Rep
RA 1 RA 4 RA 9
2011-08-30 – 2013-01-11
United Gain Investment Limited Rep
RA 4 RA 9
2011-03-25 – 2011-04-13
Cinda International Research Limited Rep
RA 4
2007-08-17 – 2011-02-07
Daiwa SB Investments (HK) Limited Rep
RA 1 RA 4 RA 9
2007-01-19 – 2007-08-10
CSC Securities (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOG060