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LAI Tak Nga

黎德雅
CE AOB294Licensed IndividualSFO licence active
Official SFC record

LAI Tak Nga (CE number AOB294) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (5)

2020-03-24 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1
2011-06-22 – 2011-08-24
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2011-06-22 – 2011-08-24
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2006-10-16 – 2007-06-06
Morgan Stanley Asia Limited Rep
RA 1
2006-10-16 – 2007-06-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB294