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HUI Lap Keung

許立強
CE AOA901Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Lap Keung (CE number AOA901) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGolden Great China Fund Management Limited
金中華基金管理有限公司

Licence Record (7)

2018-06-27 – present Current
Golden Great China Fund Management Limited RO
RA 4 RA 9
2012-01-26 – 2016-05-03
Tian Yuan Finance Limited Rep
RA 9
2009-03-03 – 2018-05-31
Prudential Index Trading Company Limited Rep
RA 2
2008-12-05 – 2018-05-31
Prudential Brokerage Limited Rep
RA 1 RA 9
2008-02-28 – 2008-10-15
Nerico Brothers Limited Rep
RA 1
2007-04-04 – 2008-02-01
China Everbright Securities (HK) Limited Rep
RA 1 RA 4
2007-02-06 – 2007-03-15
Asia Pacific Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOA901