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XU Xiaohui

徐曉慧
CE AOA592Licensed IndividualSFO licence active
Official SFC record

XU Xiaohui (CE number AOA592) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUBS Securities Hong Kong Limited

Licence Record (7)

2023-10-10 – present Current
UBS Securities Hong Kong Limited Rep
RA 6
2021-02-10 – 2021-12-30
China Renaissance Securities (Hong Kong) Limited RO
RA 1 RA 4 RA 6
2020-06-03 – 2021-02-10
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2015-03-13 – 2023-10-02
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2009-08-06 – 2015-01-08
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2007-08-28 – 2009-01-12
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2006-10-04 – 2009-01-12
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOA592