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MAK Sze Wan

麥詩韻
CE ANZ865Licensed IndividualSFO licence active
Official SFC record

MAK Sze Wan (CE number ANZ865) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGF Futures (Hong Kong) Co., Limited
廣發期貨(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (6)

2018-07-24 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2018-07-24 – present Current
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2007-11-14 – 2018-01-31
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2007-11-14 – 2018-01-31
China Merchants Futures (HK) Co., Limited Rep
RA 2
2006-11-13 – 2007-05-28
Funderstone Securities Limited Rep
RA 1
2006-11-13 – 2007-05-28
Funderstone Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ865